Be informed when it comes to your finances. These sites will help you stay informed and become a wiser investor.

• Check your Investment Professional
• Best Practices for Investing
• Investor Education
• Grant Application
• File a Complaint
• Investor FAQs

For information about capital formation including the forms and fees, exemptions, and more, see the following:

• Overview
• Common Exemptions
• Registration
• Forms and Fees
• FAQs
• Consultation with Staff
• Kansas Uniform Securities Act
• Kansas Securities Regulations

More resources related to Securities

• Capital Formation FAQs
• Investor FAQs
• Consultation with staff
• Kansas Uniform Securities Act
• Kansas Securities Regulations
• U.S. Securities and Exchange Commission
• North American Securities Administrators Association

Administrative Proceedings
Request Copies of Proceedings
To obtain official copies of the proceedings, please read our Public Records Policy and call our office at 785-296-3071, email us, or you may submit your request in writing at:

Office of the Securities Commissioner
1300 SW Arrowhead Road
Topeka, KS 66604