For information about registration, regulations, or to check the background of an industry professional visit the following:

Be informed when it comes to your finances. These sites will help you stay informed and become a wiser investor.

For information about capital formation including the forms and fees, exemptions, and more, see the following:

Administrative Proceedings

Request Copies of Proceedings
To obtain official copies of the proceedings, please read our Public Records Policy and call our office at 785-296-3071, email us, or you may submit your request in writing at:Office of the Securities Commissioner
1300 SW Arrowhead Road
Topeka, KS 66604