Securities

The birthplace of Blue Sky Laws. Listen to the history of Blue Sky Laws.
Updates on Premier Global Corporation
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Industry Professionals

Compliance and Registration
Broker-Dealers
Investment Advisers
Industry Links
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Investors

Check Investment Professional
Investing Best Practices
Investor Education
File a Complaint
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Capital Formation

Overview
Common Exemptions
Registration
Forms and Fees
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More Resources

FAQs
Consultation with Staff
Kansas Uniform Securities Act
Kansas Securities Regulations

For information about registration, regulations, or to check the background of an industry professional visit the following:

Be informed when it comes to your finances. These sites will help you stay informed and become a wiser investor.

For information about capital formation including the forms and fees, exemptions, and more, see the following:

More resources related to Securities

Kansas Uniform Securities Act

Kansas Securities Regulations

Administrative Proceedings
Request Copies of Proceedings
To obtain official copies of the proceedings, please read our Public Records Policy and call our office at 785-296-3071, email us, or you may submit your request in writing at:

Office of the Securities Commissioner
1300 SW Arrowhead Road
Topeka, KS 66604